Author: Ketevan Kukava
Article 10 of the European Convention on Human Rights guarantees freedom of expression: “This right shall include freedom to hold opinions and to receive and impart information and ideas without interference by public authority and regardless of frontiers.” It does not specify, unlike comparable provisions in other international instruments (see, for example, Article 19 of the International Covenant on Civil and Political Rights), that it encompasses the freedom to seek information.
It is clear that Article 10 of the Convention does not envisage a
self-standing right of access to information held by public authority, and it
does not impose a corresponding obligation on a State to impart such
information to the individual. However, according to the case-law of the European Court of Human Rights,
such a right or obligation may arise in two categories of cases:
1) where disclosure of
the information has been imposed by a judicial order which has gained legal force, and
2) in circumstances
where access to the information is instrumental for the individual’s exercise
of his or her right to freedom of expression, in particular, “the freedom to
receive and impart information” and where its denial constitutes an
interference with that right (see Magyar Helsinki Bizottság v. Hungary,
§ 156).
Moreover, the Court has determined the threshold criteria to assess
whether the denial of access to State-held information constitutes an
interference with an applicant’s freedom-of-expression rights (see Magyar Helsinki Bizottság v. Hungary,
§§ 158, 162; 168, 170):
a) The purpose of the information request - First, it must be a prerequisite that the purpose of the person in
requesting access to the information held by a public authority is to enable
his or her exercise of the freedom to “receive and impart information and
ideas” to others. Thus, the Court has emphasized whether gathering the
information is a relevant preparatory step in journalistic activities or in
other activities creating a forum for, or constituting an essential element of,
public debate.
b) The nature of the information sought - The
Court considers that the information, data or documents to which access is
sought must generally meet a public-interest test in order to prompt a need for
disclosure under the Convention. Such a need may exist where, inter alia, the disclosure
provides transparency on the manner of conduct of public affairs and on matters
of interest for society as a whole, allowing public participation in public
governance by the public at large. The public interest cannot be reduced to the
public’s thirst for information about the private life of others, or to an
audience’s wish for sensationalism or even voyeurism. In order to ascertain
whether a publication relates to a subject of general importance, it is
necessary to assess the publication as a whole, having regard to the context in
which it appears.
c) The role of the applicant - The
Court considers that an important consideration is whether the person seeking
access to the information in question does so with a view to informing the
public in the capacity of a public “watchdog”. This does not mean, however,
that a right of access to information ought to apply exclusively to NGOs and
the press. It reiterates that a high level of protection also extends to
academic researchers and authors of literature on matters of public concern.
The Court also notes that given the important role played by the Internet in
enhancing the public’s access to news and facilitating the dissemination of
information, the function of bloggers and popular users of social media may be
also assimilated to that of “public watchdogs” in so far as the protection
afforded by Article 10 is concerned.
d) Ready and available information - The
Court is of the view that the fact that the information requested is ready and
available ought to constitute an important criterion in the overall assessment
of whether a refusal to provide the information can be regarded as an
“interference” with the freedom to “receive and impart information” as
protected by that provision.
The cases discussed below illustrate how the European Court of Human
Rights has advanced towards a broader interpretation of the notion of the
“freedom to receive information” and the recognition of a right of access to
information.
The case of Youth Initiative for Human Rights v. Serbia
concerned the refusal by the Serbian intelligence agency to disclose
information about the number of people subjected to electronic surveillance by
that agency in 2005. Relying on the Freedom of Information Act 2004 the agency
refused. The applicant complained to the Information Commissioner, who found
that the agency had breached the law and ordered it to make the requested
information available to the applicant within three days. The agency’s appeal
was dismissed. In 2008 the agency notified the applicant that it did not hold the
information requested.
The European Court of Human Rights determined that as the applicant
had obviously been involved in the legitimate gathering of information of
public interest with the intention of imparting it to the public and thereby
contributing to the public debate, there had been an interference with the
applicant’s right to freedom of expression. The exercise of freedom of
expression could be subject to restrictions, but any such restrictions have to
be in accordance with domestic law. The restrictions imposed by the
intelligence agency in the present case had not met that criterion. Although
the intelligence agency had eventually responded that it did not hold the
information, that response was unpersuasive in view of the nature of the information
and the agency’s initial response. The obstinate reluctance of the Serbian
intelligence agency to comply with the order of the Information Commissioner
had thus been in defiance of domestic law and was tantamount to arbitrariness.
Therefore, in its 2013 judgment,
the Court ruled that there has been a violation of Article 10 of the Convention.
In the case of Österreichische Vereinigung zur Erhaltung,
Stärkung und Schaffung eines wirtschaftlich gesunden land- und
forstwirtschaftlichen Grundbesitzes v. Austria the applicant, whose
aims were to research the impact of transfers of ownership of agricultural and
forest land on society and to give opinions on relevant draft legislation, asked the Tyrol Real Property Transactions
Commission, a regional authority whose approval was required for certain
agricultural and forest land transactions, to provide it with copies of all
decisions it had issued since the beginning of the year. It accepted that
details of the parties and other sensitive information could be deleted and
offered to reimburse the costs this entailed. The Commission refused citing a
lack of time and personnel. Its decision was upheld by the domestic courts.
In its 2013 judgment,
the European Court of Human Rights held that the reasons relied on by the
domestic authorities for refusing the association’s request for access to the
Commission’s decisions were “relevant”, but not “sufficient”. While it was not
for the Court to establish in which manner the Commission could and should have
granted the applicant access to its decisions, it found that a complete refusal
to give it access to any of its decisions was disproportionate. The Commission,
which, by its own choice, held an information monopoly in respect of its
decisions, thus made it impossible for the applicant association to carry out
its research and to participate in a meaningful manner in the legislative
process concerning amendments to real property transaction law in Tyrol. The
Court, therefore, concluded that the interference with the applicant’s right to
freedom of expression could not be regarded as having been necessary in a
democratic society. There has accordingly been a violation of
Article 10 of the Convention.
The case of Magyar Helsinki Bizottság v. Hungary
concerned the refusal by two police stations to
disclose the names of defence counsel appointed in the police
department’s area of jurisdiction and the number of appointments given to each
defence counsel. The applicant NGO, Magyar Helsinki Bizottság requested this information
to assess whether “there existed discrepancies in police departments’ practice
in appointing defence counsel from the lists provided by the bar associations”.
The police department stated that “defence
counsel are not members of a body performing State, municipal or public duties.
Thus, their names constitute private data, which are not to be disclosed under
the law”.
In its 2016 judgment, the Grand Chamber determined that the access to
information that was refused in this case was instrumental for the NGO’s
exercise of their right to freedom of expression, and met the threshold
criteria that have to be met for a refusal to engage Article 10 of the
ECHR. Although the information request
admittedly concerned personal data, it did not involve information outside the
public domain. The Grand Chamber went on to find that the police departments’
refusal to disclose the information was not necessary in a democratic
society, therefore, there has been a violation of Article 10.
The case of Center for Democracy and the Rule of Law v. Ukraine concerned the refusal by the Central
Election Commission of Ukraine to provide the applicant NGO with copies of full
biographies of the heads of political parties running in parliamentary
elections, stating that the requested information was confidential in nature
and could be fully disclosed only with the consent of the persons
concerned. The applicant was provided only with certain data from the requested
biographies, which had been published on the CEC website. It appealed
unsuccessfully against the refusal.
In
its 2020 judgment,
the
European Court of Human Rights noted that the individuals concerned were public
figures of particular prominence. They submitted their CVs in the context of
putting their candidacies forward in a national parliamentary election, thus
inevitably exposing their qualifications and record to close public scrutiny.
The Court found that the domestic courts failed to conduct an adequate
balancing exercise, comparing the harm any potential disclosure could do to the
politicians’ interest in non-disclosure of this information with the
consequences for the effective exercise of the applicant’s freedom of
expression. Therefore, the decision to deny the applicant access to the
information about the education and work history of the political leaders
contained in their CVs they had filed with the CEC in the context of the
parliamentary election campaign was not “necessary in a democratic society”.
There has, accordingly, been a violation of Article 10 of the Convention.
In conclusion,
the case-law of the European Court of Human Rights underlines that the
Convention is a living instrument that should be interpreted in the light of
present-day conditions, which empowered the Court to adopt a broader
interpretation of the notion of the “freedom to receive information”
encompassing recognition of a right of access to information. It has also been pointed
out that “the Court seems to keep
the door open for other circumstances that might warrant access to information
under Article 10.”
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